Why in News?

The Reserve Bank of India (RBI) has cancelled the banking licence of Paytm Payments Bank Limited (PPBL), citing persistent non-compliance and management practices that violated the core conditions of its Payments Bank licence and were deemed detrimental to public interest. The cancellation was executed under the Banking Regulation Act, 1949, prohibiting PPBL from conducting any banking or related business with immediate effect. RBI has assured that PPBL possesses enough liquidity to repay its entire deposit liability upon winding up.

What is a Payments Bank?

Background

  • Nachiket Mor Committee (2014) recommended the creation of payments banks and small finance banks to promote financial inclusion
  • RBI issued licensing guidelines in 2014 and approved 11 payments bank entities
  • Objective: Advance financial inclusion by providing small savings accounts and high-volume, low-value payments and remittance services
  • Target segments: Low-income households, migrant workers, and small businesses

Key Features of Payments Banks

FeatureDetails
Deposit LimitUp to Rs 2 lakh per individual customer
Minimum CapitalRs 100 crore
Capital Adequacy Ratio (CAR)At least 15%
Investment Mandate75% of demand deposit balances in SLR-eligible Government securities (maturity up to 1 year)
Permitted ServicesATM/debit cards, mobile banking, internet banking, business correspondent services
Prohibited ActivitiesLending activities, issuing credit cards
DistributionCan distribute non-risk-sharing financial products (mutual funds, insurance)
ExclusionsCannot accept NRI deposits, cannot set up subsidiaries for NBFC activities
RegulationGoverned by Banking Regulation Act, 1949 and RBI Act, 1934

Coverage Under DICGC

  • Payment banks in India are covered by the Deposit Insurance and Credit Guarantee Corporation (DICGC)
  • Each bank depositor is insured up to Rs 5 lakh (principal + interest) per bank
  • Applicable at the time of liquidation, licence cancellation, or merger/reconstruction

Comparison: Payment Bank vs Small Finance Bank vs Universal Bank

FeaturePayment BankSmall Finance BankUniversal Bank
Primary ObjectiveFinancial inclusion and digital paymentsCredit supply to small businessesComprehensive banking for all
LendingNot AllowedAllowedAllowed
Deposit LimitUp to Rs 2 lakhNo specific limitNo specific limit
Credit CardsCannot issueCan issueCan issue
Minimum CapitalRs 100 croreRs 200 croreRs 500 crore
ExamplesAirtel Payments Bank, India Post Payments BankAU Small Finance Bank, EquitasSBI, HDFC, ICICI

RBI Powers Under Banking Regulation Act, 1949

Section 22: Licensing of Banks

  • No company can conduct banking business in India without a licence from RBI
  • RBI can cancel licences for non-compliance with stipulated conditions

Section 24: Statutory Liquidity Ratio (SLR)

  • Banks must maintain a certain percentage of total demand and time liabilities in liquid assets

Section 10 & 36AA: Management Control

  • RBI can remove managerial personnel (Chairman, Directors) if conduct is detrimental to public interest
  • RBI can appoint suitable replacements

Section 35: Inspection and Audit

  • RBI is authorized to conduct proactive inspections of any bank's books and accounts

Section 45: Moratorium and Resolution

  • RBI can apply to Central Government to impose moratorium on a failing bank
  • Freezes operations temporarily to prepare a scheme of amalgamation or reconstruction

Key Reforms in Payments Bank Sector

  • September 2019: RBI allowed payment banks to apply for small finance bank licences after 5 years
  • October 2019: Payment banks permitted to act as authorised foreign exchange dealers for cross-border remittances
  • February 2020: RBI introduced on-tap licensing guidelines to promote competition and innovation

Significance for India

  1. Regulatory Vigilance: Demonstrates RBI's strong enforcement mechanism to protect depositors
  2. Financial Inclusion: Highlights the balance between promoting inclusive banking and maintaining regulatory compliance
  3. Consumer Protection: The Rs 5 lakh DICGC coverage ensures depositor protection even in licence cancellation scenarios
  4. Market Discipline: Sets a precedent for other payments banks to strictly comply with regulatory norms